Best execution

Results: 296



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11

Order Execution Policy 指令執行政策 Table of Contents 索引 Introduction Application of Best Execution Obligation

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Source URL: www.sec.rakuten.com.hk

- Date: 2016-04-18 05:23:53
    12Economy / Finance / Money / Financial services / Financial markets / Financial regulation / Soft dollar / Best execution / Brokerage firm / Markets in Financial Instruments Directive / WAM / Dark liquidity

    Microsoft WordWAM Level 1 Disclosure Policy

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    Source URL: www.whebgroup.com

    Language: English - Date: 2016-07-28 05:47:20
    13Economy / Financial markets / Financial regulation / Finance / Money / Foreign exchange companies / European Union / Markets in Financial Instruments Directive / Best execution / Direct market access / Electronic trading platform / FXall

    Nikko Asset Management Europe Ltd Order Execution Policy 11 March 2015

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    Source URL: www.nikkoam.co.uk

    Language: English - Date: 2016-06-20 04:22:07
    14Economy / Financial regulation / Finance / Money / European Union / Markets in Financial Instruments Directive / Systemic risk / Multilateral trading facility / Best execution / Risk / Draft:MiFID II / Independence Wealth Management

    Microsoft Word - Minutes of the MiFID workshop.doc

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    Source URL: www.spi-romania.eu

    Language: English - Date: 2007-07-17 11:44:30
    15Economy / Finance / Money / Financial markets / Stock market / Order / Best execution / Investment fund / Stock / Bond

    Best Execution Best Execution We maintain a best execution (or order) policy to help ensure we take reasonable steps to obtain the best possible result when executing orders. All instructions received by us will be dealt

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    Source URL: www.novia-global.com

    Language: English - Date: 2015-11-18 10:32:22
    16Economy / Finance / Money / Financial regulation / European Union directives / Systemic risk / European Union / Markets in Financial Instruments Directive / Best execution / Undertakings for Collective Investment in Transferable Securities Directive / European Union law / Business process management

    New Conduct of Business Sourcebook Chapter 11 Dealing and managing COBS 11 : Dealing and managing

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    Source URL: www.handbook.fca.org.uk

    Language: English
    17Economy / Finance / Financial regulation / Money / Financial markets / European Union / Markets in Financial Instruments Directive / Systemic risk / Best execution / Multilateral trading facility

    MiFID II/R: Systematic Internalisers A ‘Q&A’ for bond markets July 2015 Q1. What is a systematic internaliser? A. A systematic internaliser (SI), under the EU MiFID regime, is an investment firm that deals on its own

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    Source URL: www.icmagroup.org

    Language: English
    18Financial markets / Stock market / Financial regulation / Best execution / Markets in Financial Instruments Directive / Nordea / Order / Contract for difference / Derivative / Investment broker / Saxo Bank

    Private Banking pos black [Converted]

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    Source URL: www.nordeaprivatebanking.com

    Language: English - Date: 2016-06-01 04:42:44
    19Financial markets / Electronic communication network / Payment for order flow / Broker-dealer / Order / Algorithmic trading / Best execution / Brokerage firm / Short / MT4 ECN Bridge / Dark liquidity

    Plaintiff, by her attorneys, alleges, upon personal knowledge as to herself and her own acts, and upon information and belief as to all other matters, and based upon the investigation made by and through her attorneys, t

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    Source URL: securities.stanford.edu

    Language: English - Date: 2016-07-24 20:18:15
    20Financial markets / Prime brokerage / Market liquidity / Algorithmic trading / Electronic trading / Hedge fund / Foreign exchange market / Foreign exchange aggregator / Liquidity risk

    Q2Diversifying Liquidity Attaining Best Execution in FX Trading CO N TE NTS

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    Source URL: www.kcg.com

    Language: English - Date: 2016-05-09 22:36:42
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